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XNAS 18 Mar, 2025 5:30 PM (EDT)

Board Meeting
The next board meeting for ReShape Lifesciences Inc. is on 21 Mar 2025 for the purpose of Reshape Lifesciences Inc Annual General Meeting for 2024 See details


Insider Trading disclosures for ReShape Lifesciences Inc.

The latest disclosure was made by Thomas Stankovich in ReShape Lifesciences Inc. where a trade of 39 Common Stock, $0.001 par value per share done at an average price of $0.2 was reported to US exchanges on Nov. 30, 2023.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.23 per share. 30 Nov 2023 39 22,910 (6%) 0% 0.2 9 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.25 per share. 30 Nov 2023 48 22,777 (6%) 0% 0.3 12 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.16 per share. 30 Nov 2023 43 22,825 (6%) 0% 0.2 7 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.26 per share. 30 Nov 2023 42 22,868 (6%) 0% 0.3 11 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.27 per share. 04 Aug 2023 131 22,949 (6%) 0% 0.3 35 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.43 per share. 04 Aug 2023 108 23,276 (6%) 0% 1.4 154 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.41 per share. 04 Aug 2023 39 23,237 (6%) 0% 1.4 55 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.89 per share. 04 Aug 2023 118 23,119 (6%) 0% 0.9 105 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.92 per share. 04 Aug 2023 39 23,080 (6%) 0% 0.9 36 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.47 per share. 06 Jul 2023 106 23,384 (6%) 0% 1.5 156 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 1.52 per share. 31 Mar 2023 17,702 23,490 (6%) 5% 1.5 26,907 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.41 per share. 31 Mar 2023 98 5,788 (1%) 0% 2.4 236 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.36 per share. 31 Mar 2023 96 5,886 (1%) 0% 2.4 227 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.60 per share. 31 Mar 2023 109 5,982 (1%) 0% 2.6 283 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 7.50 per share. 24 Jan 2023 48 6,461 (1%) 0% 7.5 360 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 4.25 per share. 24 Jan 2023 103 6,091 (1%) 0% 4.3 438 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 13.29 per share. 24 Jan 2023 157 6,194 (1%) 0% 13.3 2,087 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 7.49 per share. 24 Jan 2023 110 6,351 (1%) 0% 7.5 824 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.15 per share. 17 Nov 2022 2,213 325,404 (91%) 0% 0.2 334 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Nov 2022 364,756 697,517 (197%) 103% 0 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.17 per share. 17 Nov 2022 364,756 332,761 (94%) 103% 0.2 61,826 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.15 per share. 17 Nov 2022 5,144 327,617 (92%) 1% 0.2 778 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.27 per share. 04 Nov 2022 5,883 335,271 (94%) 1% 0.3 1,603 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.27 per share. 04 Nov 2022 2,510 332,761 (94%) 0% 0.3 684 Common Stock, $0.001 par value per share
Thomas Stankovich CFO Sale of securities on an exchange or to another person at price $ 0.28 per share. 04 Oct 2022 2,484 338,670 (95%) 0% 0.3 699 Common Stock, $0.001 par value per share
Thomas Stankovich CFO Sale of securities on an exchange or to another person at price $ 0.28 per share. 04 Oct 2022 5,809 341,154 (96%) 1% 0.3 1,631 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.39 per share. 06 Sep 2022 4,828 346,963 (98%) 1% 0.4 1,883 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.47 per share. 05 Aug 2022 4,728 351,791 (99%) 1% 0.5 2,222 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.47 per share. 05 Aug 2022 11,674 773,098 (218%) 3% 0.5 5,487 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.55 per share. 01 Jul 2022 4,630 356,519 (100%) 1% 0.6 2,547 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.55 per share. 01 Jul 2022 11,442 784,772 (221%) 3% 0.5 6,293 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.96 per share. 01 Jun 2022 2,699 796,214 (225%) 0% 1.0 2,591 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.96 per share. 01 Jun 2022 4,478 361,149 (102%) 1% 1.0 4,299 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.95 per share. 01 Jun 2022 8,610 798,913 (225%) 2% 1.0 8,180 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.94 per share. 31 May 2022 6,539 364,399 (102%) 1% 0.9 6,147 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.95 per share. 31 May 2022 1,228 365,627 (103%) 0% 1.0 1,167 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.87 per share. 31 May 2022 78 345,705 (97%) 0% 0.9 68 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.88 per share. 31 May 2022 2,900 348,605 (98%) 0% 0.9 2,552 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.89 per share. 31 May 2022 200 348,805 (98%) 0% 0.9 178 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.90 per share. 31 May 2022 1,000 349,805 (98%) 0% 0.9 900 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.92 per share. 31 May 2022 7,995 357,800 (101%) 2% 0.9 7,355 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.93 per share. 31 May 2022 60 357,860 (101%) 0% 0.9 56 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.77 per share. 05 May 2022 4,529 345,627 (97%) 1% 0.8 3,487 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.77 per share. 05 May 2022 11,417 807,523 (228%) 3% 0.8 8,791 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.13 per share. 01 Apr 2022 5,038 350,156 (98%) 1% 1.1 5,693 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 1.13 per share. 01 Apr 2022 11,063 818,940 (231%) 3% 1.1 12,501 Common Stock, $0.001 par value per share
Thomas Stankovich CFO Sale of securities on an exchange or to another person at price $ 1.06 per share. 28 Feb 2022 3,658 355,194 (100%) 1% 1.1 3,877 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 1.06 per share. 28 Feb 2022 6,538 830,003 (234%) 1% 1.1 6,930 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.22 per share. 31 Jan 2022 3,684 358,852 (101%) 1% 1.2 4,494 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 1.22 per share. 31 Jan 2022 8,324 836,541 (236%) 2% 1.2 10,155 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.78 per share. 04 Jan 2022 3,171 362,536 (102%) 0% 1.8 5,644 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 1.79 per share. 04 Jan 2022 7,150 844,865 (238%) 2% 1.8 12,799 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.83 per share. 02 Dec 2021 4,304 365,707 (103%) 1% 1.8 7,863 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 1.83 per share. 02 Dec 2021 13,427 852,015 (240%) 3% 1.8 24,571 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 2.02 per share. 18 Nov 2021 20,000 370,011 (104%) 5% 2.0 40,400 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.69 per share. 02 Nov 2021 4,320 350,011 (98%) 1% 2.7 11,621 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 2.69 per share. 02 Nov 2021 13,505 865,442 (244%) 3% 2.7 36,328 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.76 per share. 01 Oct 2021 3,660 354,331 (100%) 1% 2.8 10,102 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 2.77 per share. 01 Oct 2021 12,565 878,947 (248%) 3% 2.8 34,805 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.43 per share. 30 Aug 2021 15,000 32,613 (9%) 4% 3.4 51,435 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.22 per share. 20 Aug 2021 15,000 17,613 (4%) 4% 3.2 48,285 Common Stock, $0.001 par value per share
Dan W. Gladney Director Sale of securities on an exchange or to another person at price $ 2.99 per share. 22 Jul 2021 200,000 283,922 (80%) 56% 3.0 598,000 Common Stock, $0.001 par value per share
Dan W. Gladney Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2021 483,922 483,922 (136%) 136% 0 Common Stock, $0.001 par value per share
Gary D. Blackford Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2021 253,429 253,429 (71%) 71% 0 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.89 per share. 22 Jul 2021 48,366 357,991 (101%) 13% 2.9 139,778 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2021 282,382 315,995 (89%) 79% 0 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2021 90,362 406,357 (114%) 25% 0 Common Stock, $0.001 par value per share
Arda M. Minocherhomjee Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2021 253,429 253,429 (71%) 71% 0 Common Stock, $0.001 par value per share
Lori C. McDougal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2021 253,429 253,429 (71%) 71% 0 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Sale of securities on an exchange or to another person at price $ 2.89 per share. 22 Jul 2021 294,494 891,512 (251%) 83% 2.9 851,088 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2021 225,906 1,186,006 (335%) 63% 0 Common Stock, $0.001 par value per share
Barton P. Bandy Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2021 960,100 960,100 (271%) 271% 0 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Sale or transfer of securities back to the company at price $ 3.05 per share. 15 Jun 2021 4,635 0 (0%) 1% 3.1 14,137 Common Stock, $0.001 par value per share
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.00 per share. 16 Sep 2020 530 4,635 (1%) 0% 3 1,590 Common Stock
Thomas Stankovich Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.00 per share. 19 Aug 2020 4,105 4,105 (1%) 1% 3 12,315 Common Stock
Dan W. Gladney Director, Chairman, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Apr 2018 4,164,281 4,164,281 - - Stock Option (right to buy)
Scott P. Youngstrom CFO and SVP, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Apr 2018 1,161,797 1,161,797 - - Stock Option (right to buy)
Michael Mashaal None Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2017 20,487 26,200 (0%) 0% 0 Series C Convertible Preferred Stock, $0.01 par value
Michael Mashaal None 19 Dec 2017 2,048,700 2,617,077 (8%) 6% 0 Common Stock, $0.01 par value per share
Dan W. Gladney Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 662,975 662,975 - - Stock Option (right to buy)
Scott P. Youngstrom CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 284,120 284,120 - - Stock Option (right to buy)
Naqeeb Ansari VP, Intl Sales & US Vet Hosp. Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Oct 2017 145,226 145,226 - - Stock Option (right to buy)
Carl S. Goldfischer None Sale of securities on an exchange or to another person at price $ 4.85 per share. 25 May 2017 97 0 (0%) 0% 4.8 470 Common Stock
Carl S. Goldfischer None Sale of securities on an exchange or to another person at price $ 4.85 per share. 25 May 2017 4,571 0 (0%) 0% 4.8 22,169 Common Stock
Rajesh Nihalani Chief Technology Officer, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2017 978,845 978,845 (11%) 11% 0 Common Stock, $0.01 par value per share
Rajesh Nihalani Chief Technology Officer, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2017 709,100 709,099 - - Non-voting Conditional Convertible Preferred Stock
Rajesh Nihalani Chief Technology Officer, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2017 29,108 29,108 - - Non-voting Conditional Convertible Preferred Stock
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 35,000 35,000 - - Director Option (Right to Buy)
Dan W. Gladney Director, Chrm, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 466,500 466,500 - - Stock Option (right to buy)
Gary D. Blackford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 30,000 30,000 - - Stock Option (Right to Buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 35,000 30,000 - - Director Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 40,000 40,000 - - Director Option (Right to Buy)
Scott P. Youngstrom CFO & CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 142,200 142,200 - - Stock Option (Right to Buy)
Carl S. Goldfischer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 35,000 35,000 - - Director Option (Right to Buy)
Lori C. McDougal None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 30,000 30,000 - - Director Option (Right to Buy)
Paul Hickey SVP of Mktg & Reimb Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 93,250 93,250 - - Stock Option (Right to Bu)
Naqeeb Ansari SVP of Sales Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 93,250 93,250 - - Stock Option (Right to Buy)
Peter Delange SVP, Ops & Bus Dev Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2017 93,250 93,250 - - Option (Right to Buy)
Gary D. Blackford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2016 1,667 1,667 - - Stock Option (Right to Buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 260 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 973 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 13,333 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 8,333 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 66,885 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 42 42 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 152 152 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 1,613 1,613 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 1,298 1,298 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 14,733 14,733 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 175 175 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 168 168 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 98 98 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 1,753 1,753 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 5,039 5,039 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 2,570 2,570 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 1,114 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 1,074 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 1,111 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 15,000 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 57,543 0 - - Stock Option (right to buy)
Greg S. Lea CFO and CCO Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 11,666 0 - - Stock Option (right to buy)
Scott A. Shikora EVP & Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 5,507 5,507 - - Stock Option (Right to Buy)
Scott A. Shikora EVP & Chief Medical Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 25,000 0 - - Stock Option (Right to Buy)
Scott A. Shikora EVP & Chief Medical Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 27 Jun 2016 25,000 0 - - Stock Option (Right to Buy)
Scott A. Shikora EVP & Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2016 5,507 5,507 - - Stock Option (Right to Buy)
Peter Delange SVP, Ops & Bus Dev Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Jun 2016 20,000 27,373 - - Common Stock
Dan W. Gladney Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 May 2016 84,745 134,745 - - Common Stock
Carl S. Goldfischer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2016 3,000 3,000 - - Stock Option (Right to Buy)
Mark B. Knudson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2016 3,333 3,333 - - Director Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2016 3,000 3,000 - - Director Option (Right to Buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2016 3,000 3,000 - - Director Option (Right to Buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2016 3,000 3,000 - - Director Option (Right to Buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2016 3,000 3,000 - - Director Option (Right to Buy)
Lori C. McDougal None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2016 3,000 3,000 - - Director Option (Right to Buy)
Mark B. Knudson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Feb 2016 3,333 3,333 - - Director Option (right to buy)
Greg S. Lea CFO and CCO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Feb 2016 50,000 50,000 - - Stock Option (right to buy)
Paul Hickey SVP of Mktg & Reimb Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jan 2016 106,667 106,667 - - Stock Option (Right to Buy)
Naqeeb Ansari SVP of Sales Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2016 106,667 106,667 - - Stock Option (Right to Buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2015 310,000 613,000 - - Common Stock
Dan W. Gladney Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2015 750,000 750,000 - - Common Stock
Dan W. Gladney Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Oct 2015 7,750,000 7,750,000 - - Stock Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2015 250,000 250,000 - - Stock Option (Right to Buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2015 135,000 135,000 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2015 168,000 303,000 - - Common Stock
Lori C. McDougal None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jul 2015 25,000 25,000 - - Stock Option (Right to Buy)
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 87,498 - - Stock Option (Right to Buy)
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 112,498 - - Stock Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2015 25,000 25,000 - - Director Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Mar 2015 225,000 225,000 - - Stock Option (right to buy)
Greg S. Lea SVP, CFO and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Mar 2015 175,000 175,000 - - Stock Option (right to buy)
Adrianus Donders Sr VP of Research & Adv Dev Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Mar 2015 75,000 75,000 - - Stock Option (right to buy)
Katherine S. Tweden VP - Clinical and Regulatory Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Mar 2015 75,000 75,000 - - Stock Option (right to buy)
Peter Delange SVP, Ops & Bus Dev Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2015 166,667 166,667 - - Option (Right to Buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Nov 2014 25,000 25,000 - - Performance Option (right to buy)
Catherine J. Friedman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Jun 2014 11,800 11,800 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2014 25,000 25,000 - - Stock Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2014 25,000 25,000 - - Stock Option (Right to Buy)
Luke B. Evnin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2014 25,000 25,000 - - Stock Option (Right to Buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2014 25,000 25,000 - - Stock Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2014 25,000 25,000 - - Stock Option (Right to Buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2014 25,000 25,000 - - Stock Option (Right to Buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2014 25,000 25,000 - - Director Option (Right to Buy)
Luke B. Evnin None Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 Jan 2014 81,720 1,588,033 - - Common Stock
Luke B. Evnin None Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 Jan 2014 190,334 1,397,699 - - Common Stock
Luke B. Evnin None Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 Jan 2014 284,531 1,113,168 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2013 1,278,730 1,278,730 - - Stock Option (right to buy)
Greg S. Lea SVP , CFO and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2013 1,003,280 1,003,280 - - Stock Option (right to buy)
Adrianus Donders Sr VP of Research & Adv Dev Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2013 293,110 293,110 - - Stock Option (right to buy)
Katherine S. Tweden VP - Clinical and Regulatory Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2013 257,190 257,190 - - Stock Option (right to buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2013 50,000 50,000 - - Option (Right to Buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2013 50,000 50,000 - - Performance Option (Right to Buy)
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2013 10,000 37,500 - - Stock Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2013 10,000 10,000 - - Stock Option (Right to Buy)
Luke B. Evnin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2013 10,000 10,000 - - Stock Option (Right to Buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2013 10,000 10,000 - - Stock Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2013 10,000 10,000 - - Stock Option (Right to Buy)
Paul H. Klingenstein None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2013 10,000 10,000 - - Stock Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2013 10,000 10,000 - - Stock Option (Right to Buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 May 2013 10,000 10,000 - - Director Option (right to buy)
Anthony P. Jansz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Feb 2013 60,000 60,000 - - Warrants
Anthony P. Jansz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Feb 2013 150,000 150,000 - - Common Stock
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Feb 2013 1,050,000 3,456,512 - - Common Stock
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Feb 2013 168,000 168,000 - - Warrant (Right to Buy)
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Feb 2013 252,000 252,000 - - Warrant (Right to Buy)
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Feb 2013 420,000 420,000 - - Warrant (Right to Buy)
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Feb 2013 630,000 3,010,852 - - Common Stock
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Feb 2013 420,000 1,654,341 - - Common Stock
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jan 2013 25,000 25,000 - - Performance Option (Right to Buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jan 2013 50,000 50,000 - - Option (Right to Buy)
Greg S. Lea SVP, CFO and COO Sale of securities on an exchange or to another person at price $ 0.00 per share. 31 Dec 2012 10,500 2,750 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2012 1,292,225 1,292,225 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2012 863,156 863,156 - - Stock Option (right to buy)
Adrianus Donders Sr VP of Research & Adv Dev Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2012 355,063 355,063 - - Stock Option (right to buy)
Katherine S. Tweden VP - Clinical and Regulatory Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2012 291,638 291,638 - - Stock Option (right to buy)
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2012 10,000 27,500 - - Stock Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2012 10,000 10,000 - - Stock Option (Right to Buy)
Luke B. Evnin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2012 10,000 10,000 - - Stock Option (Right to Buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2012 10,000 10,000 - - Stock Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2012 10,000 10,000 - - Stock Option (Right to Buy)
Paul H. Klingenstein None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2012 10,000 10,000 - - Stock Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2012 10,000 10,000 - - Stock Option (Right to Buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2012 10,000 10,000 - - Director Option (Right to Buy)
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Apr 2012 1,135,852 2,376,872 - - Common Stock
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Apr 2012 681,512 2,406,512 - - Common Stock
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Apr 2012 454,341 1,234,341 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2011 200,000 200,000 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2011 125,000 125,000 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2011 50,000 50,000 - - Stock Option (right to buy)
Katherine S. Tweden Vice Pres-Research & Clinical Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2011 100,000 100,000 - - Stock Option (right to buy)
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 200 2,576,271 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 400 2,575,871 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 100 2,576,471 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 4,100 2,576,571 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 300 2,582,671 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 1,900 2,580,671 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 200 2,583,071 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 200 2,582,871 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 1,500 2,583,871 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 600 2,583,271 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 3,392 2,587,571 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 2,200 2,585,371 - - Common Stock
Gary S. Kohler Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 120,000 1,819,999 - - Warrants
Gary S. Kohler Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 600,000 2,532,600 - - Common Stock
Gary S. Kohler Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 59,000 2,591,600 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 329 2,591,271 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 308 2,590,963 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 14,339 2,502,532 - - Common Stock
Gary S. Kohler Other Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Sep 2011 11,100 2,491,432 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 822,276 4,800,964 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 17,724 103,484 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 164,455 3,563,814 - - Common Stock Warrant
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 3,545 76,817 - - Common Stock Warrant
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 87,000 87,000 - - Warrant (right to buy)
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 145,000 145,000 - - Warrant (right to buy)
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 58,000 58,000 - - Warrant (right to buy)
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 435,000 990,000 - - Common Stock
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 725,000 1,725,000 - - Common Stock
Kevin G. Douglas Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2011 290,000 780,000 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2011 350,000 350,000 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2011 225,000 225,000 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2011 25,000 25,000 - - Stock Option (right to buy)
Katherine S. Tweden Vice Pres-Research & Clinical Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2011 25,000 25,000 - - Stock Option (right to buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2011 50,000 50,000 - - Option (Right to Buy)
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 10,000 55,000 - - Stock Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 10,000 10,000 - - Stock Option (Right to Buy)
Luke B. Evnin Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 10,000 10,000 - - Stock Option (Right to Buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 10,000 10,000 - - Stock Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 10,000 10,000 - - Stock Option (Right to Buy)
Paul H. Klingenstein None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 10,000 10,000 - - Stock Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 10,000 10,000 - - Stock Option (Right to Buy)
Anthony P. Jansz None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2011 25,000 25,000 - - Director Option (Right to Buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Feb 2011 350,000 350,000 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Feb 2011 200,000 200,000 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Feb 2011 30,000 30,000 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Feb 2011 30,000 30,000 - - Stock Option (right to buy)
Marxe W Austin Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 08 Feb 2011 12,500 1,189,400 - - Common Stock
Marxe W Austin Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Feb 2011 50,000 1,226,900 - - Common Stock
Marxe W Austin Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 04 Feb 2011 25,000 1,201,900 - - Common Stock
Marxe W Austin Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Feb 2011 50,000 1,276,900 - - Common Stock
Marxe W Austin Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2011 86,100 1,376,900 - - Common Stock
Marxe W Austin Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2011 50,000 1,326,900 - - Common Stock
Marxe W Austin Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 Jan 2011 25,000 1,475,000 - - Common Stock
Marxe W Austin Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 Jan 2011 12,000 1,463,000 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2010 1,664,130 2,386,980 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2010 35,870 51,451 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner 14 Dec 2010 1,591,707 3,978,687 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner 14 Dec 2010 34,309 85,760 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner 14 Dec 2010 1,591,707 0 - - Series A Preferred Stock
Carl S. Goldfischer Director, Ten Percent Owner 14 Dec 2010 34,309 0 - - Series A Preferred Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2010 1,664,130 3,399,358 - - Common Stock Warrant
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2010 35,870 73,273 - - Common Stock Warrant
Nicholas L. Teti None 14 Dec 2010 10,840 0 - - Series A NonVoting Convertible Preferred Stock
Nicholas L. Teti None 14 Dec 2010 10,840 10,840 - - Common Stock
Donald C. Harrison None 14 Dec 2010 216,802 335,560 - - Common Stock
Donald C. Harrison None 14 Dec 2010 216,802 0 - - Series A NonVoting Convertible Preferred Stock
Luke B. Evnin None 14 Dec 2010 704,607 0 - - Series A Non-Voting Convertible Preferred Stock
Luke B. Evnin None 14 Dec 2010 704,607 1,669,753 - - Common Stock
Paul H. Klingenstein None 14 Dec 2010 406,504 0 - - Series A Non-Voting Convertible Preferred Stock
Paul H. Klingenstein None 14 Dec 2010 16,525 0 - - Series A Non-Voting Convertible Preferred Stock
Paul H. Klingenstein None 14 Dec 2010 16,525 26,207 - - Common Stock
Paul H. Klingenstein None 14 Dec 2010 406,504 693,249 - - Common Stock
Ansbert Gadicke Other 14 Dec 2010 704,607 1,669,753 - - Common Stock
Ansbert Gadicke Other 14 Dec 2010 704,607 0 - - Series A Non-Voting Convertible Preferred Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2010 25,000 25,000 - - Warrant (Common Stock)
Mark B. Knudson Director, Chrmn, Pres & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2010 25,000 57,571 - - Common Stock
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2010 10,000 10,000 - - Warrant (Common Stock)
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2010 10,000 13,250 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 42,124 0 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 33,432 33,432 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 70,970 0 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 25,902 25,902 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 45,454 0 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 44,131 44,131 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 60,566 0 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 50,472 50,472 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 22,893 0 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 16,711 16,711 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 10,720 0 - - Stock Option (Right to Buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 3,913 3,913 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 16,601 0 - - Stock Option (Right to Buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 16,118 16,118 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 17,516 0 - - Stock Option (Right to Buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 14,597 14,597 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 7,016 0 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 5,847 5,847 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 9,157 0 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 7,268 7,268 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 16,232 0 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 5,925 5,925 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 1,831 0 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 1,337 1,337 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2010 11,160 0 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Oct 2010 10,835 10,835 - - Stock Option (right to buy)
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 1,591,707 1,591,707 - - Series A Preferred Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 34,309 34,309 - - Series A Preferred Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 1,591,707 1,591,707 - - Common Stock Warrant
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 34,309 34,309 - - Common Stock Warrant
Nicholas L. Teti None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 10,840 10,840 - - Series A NonVoting Convertible Preferred Stock
Nicholas L. Teti None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 10,840 10,840 - - Up Front Warrant
Donald C. Harrison None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 216,802 216,802 - - Series A NonVoting Convertible Preferred Stock
Donald C. Harrison None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 216,802 216,802 - - Up Front Warrant
Luke B. Evnin Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 704,607 704,607 - - Series A Non-Voting Convertible Preferred Stock
Luke B. Evnin Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 704,607 704,607 - - Common Stock Warrant (Right to Buy)
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 406,504 406,504 - - Common Stock Warrant (right to buy)
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 406,504 406,504 - - Series A Non-Voting Convertible Preferred Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 16,525 16,525 - - Common Stock Warrant (right to buy)
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 16,525 16,525 - - Series A Non-Voting Convertible Preferred Stock
Ansbert Gadicke Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 704,607 704,607 - - Common Stock Warrant (Right to Buy)
Ansbert Gadicke Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 704,607 704,607 - - Series A Non-Voting Convertible Preferred Stock
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Stock Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Stock Option (right to buy)
Donald C. Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Stock Option (Right to Buy)
Luke B. Evnin Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Stock Option (Right to Buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Stock Option (right to buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Stock Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Stock Option (Right to Buy)
Paul H. Klingenstein None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Stock Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2010 10,000 10,000 - - Director Option (Right to Buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Feb 2010 75,000 75,000 - - Stock Option (right to buy)
Jon T. Tremmel None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Nov 2009 2,000 14,000 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Nov 2009 125,000 125,000 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Nov 2009 100,000 100,000 - - Stock Option (Right to Buy)
Adrianus Donders Sr Vice Pres of Operations Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Nov 2009 70,000 70,000 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2009 363,400 363,400 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2009 105,100 105,100 - - Stock Option (Right to Buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2009 42,100 42,100 - - Stock Option (right to buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 May 2009 150,000 150,000 - - Stock Option (right to buy)
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2009 10,000 10,000 - - Employee Stock Option (right to buy)
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2009 10,000 10,000 - - Stock Option (right to buy)
Donald C. Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2009 10,000 10,000 - - Stock Option (Right to Buy)
Luke B. Evnin Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2009 10,000 10,000 - - Stock Option (Right to Buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2009 10,000 10,000 - - Stock Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2009 10,000 10,000 - - Stock Option (Right to Buy)
Paul H. Klingenstein Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2009 10,000 10,000 - - Stock Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2009 10,000 10,000 - - Director Option (Right to Buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 65,979 195,421 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2009 32,990 32,990 - - Warrant (Right to Buy)
Luke B. Evnin Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 882,749 882,749 - - Common Stock Warrant (Right to Buy)
Luke B. Evnin Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 1,765,499 5,790,841 - - Common Stock
Bobby I. Griffin None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 103,093 103,093 - - Common Stock Warrant
Bobby I. Griffin None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 206,186 329,755 - - Common Stock
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2009 8,247 8,247 - - Common Stock Warrant
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 16,495 19,495 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 1,237,113 1,720,467 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 618,557 618,557 - - Common Stock Warrant (right to buy)
Ellen Koskinas None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 678,402 2,225,163 - - Common Stock
Ellen Koskinas None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2009 339,201 339,201 - - Common Stock Warrant
Ansbert Gadicke Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 882,749 882,749 - - Common Stock Warrant (Right to Buy)
Ansbert Gadicke Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 1,765,499 5,790,841 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Feb 2009 1,614,681 4,337,102 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Feb 2009 34,804 93,484 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Feb 2009 17,402 17,402 - - Common Stock Warrant
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Feb 2009 807,340 807,340 - - Common Stock Warrant
Donald C. Harrison None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Feb 2009 10,600 27,927 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Feb 2009 272,730 272,730 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Feb 2009 99,610 99,610 - - Stock Option (Right to Buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Feb 2009 66,960 66,960 - - Stock Option (right to buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2009 25,000 25,000 - - Director Option (Right to Buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2009 25,000 25,000 - - Director Option (Right to Buy)
Jon T. Tremmel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2009 25,000 25,000 - - Director Option (Right to Buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2008 152 128,594 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2008 848 129,442 - - Common Stock
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Oct 2008 1,000 3,000 - - Common Stock
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Oct 2008 700 1,700 - - Common Stock
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Oct 2008 300 2,000 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Oct 2008 48,553 2,722,421 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Oct 2008 1,047 58,680 - - Common Stock
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2008 500 500 - - Common Stock
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2008 80 580 - - Common Stock
Greg S. Lea Sr Vice Pres and CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2008 420 1,000 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2008 6,100 443,354 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2008 40,000 1,431,388 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2008 40,000 483,354 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2008 6,100 1,391,388 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 May 2008 25,000 1,385,288 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 May 2008 25,000 437,254 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 May 2008 35,000 1,345,288 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 May 2008 15,000 1,360,288 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 May 2008 35,000 397,254 - - Common Stock
Paul H. Klingenstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 May 2008 15,000 412,254 - - Common Stock
Nicholas L. Teti None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 10,000 10,000 - - Stock Option (right to buy)
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2008 20,000 20,000 - - Stock Option (Right to Buy)
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Apr 2008 24,473 2,673,868 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Apr 2008 527 57,633 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Apr 2008 48,945 2,649,395 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Apr 2008 1,055 57,106 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2008 25,000 25,000 - - Employee Stock Option (right to buy)
Donald C. Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2008 25,000 25,000 - - Stock Option (Right to Buy)
Luke B. Evnin Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2008 25,000 25,000 - - Stock Option (Right to Buy)
Bobby I. Griffin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2008 25,000 25,000 - - Stock Option (Right to Buy)
Paul H. Klingenstein Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2008 25,000 25,000 - - Stock Option (Right to Buy)
Ellen Koskinas None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2008 25,000 25,000 - - Stock Option (Right to Buy)
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Feb 2008 20,557 2,600,450 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Feb 2008 433 56,051 - - Common Stock
Russell W. Felkey Sr VP-Clinical,Qual&RegAffair Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2008 49,344 49,344 - - Stock Option (right to buy)
Mark B. Knudson Director, Chrmn, Pres & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2008 425,837 425,837 - - Stock Option (right to buy)
Greg S. Lea Sr Vice Pres and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2008 64,337 64,337 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2008 97,415 97,415 - - Stock Option (right to buy)
Adrianus Donders Sr Vice Pres of Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2008 10,989 10,989 - - Stock Option (right to buy)
Christopher B. Ehrlich Ten Percent Owner 20 Nov 2007 1,359,261 0 - - Series C Preferred Stock
Christopher B. Ehrlich Ten Percent Owner 20 Nov 2007 1,359,261 1,546,761 - - Common Stock
Harvey Berry Cash Ten Percent Owner 20 Nov 2007 1,359,261 0 - - Series C Preferred Stock
Harvey Berry Cash Ten Percent Owner 20 Nov 2007 1,359,261 1,546,761 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner 20 Nov 2007 20,940 0 - - Series C Convertible Preferred Stock
Carl S. Goldfischer Director, Ten Percent Owner 20 Nov 2007 971,501 0 - - Series C Convertible Preferred Stock
Carl S. Goldfischer Director, Ten Percent Owner 20 Nov 2007 2,212,805 2,579,893 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner 20 Nov 2007 47,696 55,608 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner 20 Nov 2007 26,756 0 - - Series B Convertible Preferred Stock
Carl S. Goldfischer Director, Ten Percent Owner 20 Nov 2007 1,241,304 0 - - Series B Convertible Preferred Stock
Mark B. Knudson Director, Chrmn, Pres & CEO 20 Nov 2007 11,798 111,742 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO 20 Nov 2007 16,700 128,442 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO 20 Nov 2007 8,292 8,292 - - Common Stock
Mark B. Knudson Director, Chrmn, Pres & CEO 20 Nov 2007 7,623 0 - - Series A Convertible Preferred Stock
Mark B. Knudson Director, Chrmn, Pres & CEO 20 Nov 2007 10,368 0 - - Series B Convertible Preferred Stock
Mark B. Knudson Director, Chrmn, Pres & CEO 20 Nov 2007 6,332 0 - - Series C Convertible Preferred Stock
Mark B. Knudson Director, Chrmn, Pres & CEO 20 Nov 2007 5,126 0 - - Series B Convertible Preferred Stock
Mark B. Knudson Director, Chrmn, Pres & CEO 20 Nov 2007 3,166 0 - - Series C Convertible Preferred Stock
Donald C. Harrison None 20 Nov 2007 7,025 17,327 - - Common Stock
Donald C. Harrison None 20 Nov 2007 622,544 712,544 - - Common Stock
Donald C. Harrison None 20 Nov 2007 5,126 0 - - Series B Convertible Preferred Stock
Donald C. Harrison None 20 Nov 2007 1,899 0 - - Series C Convertible Preferred Stock
Donald C. Harrison None 20 Nov 2007 380,418 0 - - Series B Convertible Preferred Stock
Donald C. Harrison None 20 Nov 2007 242,126 0 - - Series C Convertible Preferred Stock
Luke B. Evnin Director, Ten Percent Owner 20 Nov 2007 304,926 0 - - Series A Preferred Stock
Luke B. Evnin Director, Ten Percent Owner 20 Nov 2007 1,580,409 0 - - Series B Preferred Stock
Luke B. Evnin Director, Ten Percent Owner 20 Nov 2007 1,347,977 0 - - Series C Preferred Stock
Luke B. Evnin Director, Ten Percent Owner 20 Nov 2007 471,957 471,957 - - Common Stock
Luke B. Evnin Director, Ten Percent Owner 20 Nov 2007 1,580,409 2,052,366 - - Common Stock
Luke B. Evnin Director, Ten Percent Owner 20 Nov 2007 1,347,977 3,400,343 - - Common Stock
Luke B. Evnin Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Nov 2007 625,000 4,025,343 - - Common Stock
Bobby I. Griffin None 20 Nov 2007 123,569 0 - - Series C Convertible Preferred Stock
Bobby I. Griffin None 20 Nov 2007 123,569 123,569 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 58,091 58,091 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 21,607 0 - - Series B Preferred Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 952,972 0 - - Series B Preferred Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 38,853 0 - - Series B Preferred Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 5,327 0 - - Series C Preferred Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 235,086 0 - - Series C Preferred Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 19,238 0 - - Series C Preferred Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 237,254 0 - - Series C Preferred Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 26,934 29,704 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 1,188,058 1,310,288 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner 20 Nov 2007 237,254 362,254 - - Common Stock
Ellen Koskinas Director, Ten Percent Owner 20 Nov 2007 1,359,261 0 - - Series C Convertible Preferred stock
Ellen Koskinas Director, Ten Percent Owner 20 Nov 2007 1,359,261 1,546,761 - - Common Stock
Ansbert Gadicke Ten Percent Owner 20 Nov 2007 304,926 0 - - Series A Preferred Stock
Ansbert Gadicke Ten Percent Owner 20 Nov 2007 1,580,409 0 - - Series B Preferred Stock
Ansbert Gadicke Ten Percent Owner 20 Nov 2007 1,347,977 0 - - Series C Preferred Stock
Ansbert Gadicke Ten Percent Owner 20 Nov 2007 471,957 471,957 - - Common Stock
Ansbert Gadicke Ten Percent Owner 20 Nov 2007 1,580,409 2,052,366 - - Common Stock
Ansbert Gadicke Ten Percent Owner 20 Nov 2007 1,347,977 3,400,343 - - Common Stock
Ansbert Gadicke Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Nov 2007 625,000 4,025,343 - - Common Stock
Christopher B. Ehrlich Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 187,500 187,500 - - Common Stock
Harvey Berry Cash Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 187,500 187,500 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 7,912 7,912 - - Common Stock
Carl S. Goldfischer Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 367,088 367,088 - - Common Stock
Donald C. Harrison None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 90,000 90,000 - - Common Stock
Catherine J. Friedman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Nov 2007 12,000 12,000 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 2,770 2,770 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 122,230 122,230 - - Common Stock
Paul H. Klingenstein Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 125,000 125,000 - - Common Stock
Ellen Koskinas Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2007 187,500 187,500 - - Common Stock
Luke B. Evnin Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Nov 2007 25,000 0 - - Stock Option (Right to Buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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